Managing your registration as a financial service provider (FSP)
- Confirming your authority to update records Confirm with us your authority to manage an FSP's information on the register or ask us to revoke an existing authority.
- Keeping FSP details up to date What information you need to keep current and how to update it on the FSPR.
- Criminal history checks During registration, or when you update your FSP's details, we may check your criminal history.
- How to file an annual confirmation Find out what’s required when filing, and how to complete the online process.
- Keeping your DRS details up to date If you are required to join a dispute resolution scheme, you must keep details of your membership up to date on the register.
- Rules of engagement for financial advisers Every financial adviser must be engaged by (or ‘linked to’) a licensed financial advice provider (FAP) within a specified timeframe.