Financial Service Providers Register

Find information about the individuals, businesses and organisations that offer financial services in New Zealand.

Search for an FSP
CO-1102

CO-1100

Intro

CO-1100

Welcome to the new register

The Financial Service Providers Register has been updated to support the Financial Services Legislation Amendment Act 2019.

Regulatory changes for financial advice

Register as an FSP

How to register yourself, or your business, for a financial service on the new FSPR.

Preparing to register an FSP
Registering as an entity
Registering as an individual
Register an FSP - Entity Register an FSP - Individual

Annual confirmation

To remain registered as an FSP, every year you must confirm your FSP's details and services. Find out how to file your confirmation on the new FSPR.

How to file an annual confirmation
File an annual confirmation

Engaging financial advisers as a FAP

Financial advisers need to be covered by a licensed Financial Advice Provider (FAP) licence. Find out how a FAP engages (links to) a financial adviser on the new FSPR.

Rules of engagement for financial advisers
Link to a financial adviser

News and notices

Welcome to the new Financial Services Providers Register

We’ve updated the FSPR to support the new regulatory regime for financial advice. You’ll notice some changes to the register and the way things are done.

Read the full story
Primary Register: Financial Service Providers Register Published:

New GM takes charge of registers

Sanjai Raj has been appointed General Manager of the newly formed Market Integrity branch of MBIE, taking over as Registrar of our business registers from Ross van der Schyff.

Read the full story at Companies Office
Primary Register: Companies Office Published:
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